Analyst – Transaction Monitoring Contract NEW
Job Code: ADCB04423
Effective Date of JP: 170925
Version: 1
JOB PROFILE
OVERVIEW
JOB TITLE Analyst – Transaction Monitoring
JOB PURPOSE To monitor and investigate suspicious financial transactions and customer
activities in order to mitigate money laundering and terrorist financing risks
and ensure compliance with regulatory requirements
GROUP Compliance and Governance
JOB FAMILY Risk and Control
SCOPE
KEY WORKING RELATIONSHIPS:
Relationship Purpose Frequency
1. Line Manager To receive direction and support, discuss
performance and ensure objectives are met
Daily
2. Internal Stakeholders To provide updates and receive information
on suspicious activities
Daily
3. External Regulators To report suspicious transactions and
ensure compliance
Monthly
FINANCIALS MANAGED (if any) 0
APPROXIMATE NUMBER OF
DIRECT REPORTS
0
TOTAL SIZE OF TEAM 0
ACCOUNTABILITIES
No. Accountability Description
1. Transaction Review Review and investigate system-generated alerts to
identify potential money laundering or terrorist financing
activities
2. Case Management Maintain case files and update MIS systems to ensure
accurate tracking and documentation of suspicious
transactions
3. Risk Assessment Apply risk-based methodologies to assess AML risks
related to customers and transactions
4. Trend Analysis Identify patterns and trends in customer behavior and
transaction alerts to support proactive risk management
5. Compliance Reporting Report unusual activities to relevant authorities in
accordance with regulatory requirements
6. Policies, Processes,
Systems and Procedures
Adhere to all relevant organisational and departmental
policies, processes, standard operating procedures and
instructions so that work is carried out to the required
standard and in a consistent manner while delivering the
required standard of service to customers and
stakeholders
7. Self-Management
Manage self in line with the Bank’s people management
policies, procedures, processes and practices to ensure
Job Code: ADCB04423
Effective Date of JP: 170925
Version: 1
adherence and to maximise own contribution to business
performance
8. Customer Service
Demonstrate Our Promise and apply the ADCB Service
Standards to deliver the Bank’s required levels of service
in all internal and external customer interactions
EXPERIENCE, QUALIFICATIONS & COMPETENCIES
Minimum Experience At least 4 years of experience in Banking in Compliance,
Branch or Operations
Minimum Qualifications Bachelor’s Degree in Finance, Accounting, Commerce or
Business Administration
Professional Qualifications N/A
Knowledge and Skills AML regulations
Transaction monitoring systems
Risk assessment methodologies
MS Office Suite